This is Wealth Enhancement Group’s fourth transaction this year and its 18th location in California.

Adam Birenbaum, currently chairman and CEO of Buckingham, will become the combined company’s new CEO.

Goldman Sachs now allows lending against certain alternative investments custodied through Goldman Sachs Advisor Solutions.

The ratings agency says the move reflects “elevated acquisition-related liabilities and share repurchase activities.”

Rita Robbins sees an opportunity to bring Affiliated Advisors’ service model to independent RIAs bogged down in “the muddy middle.”

The Federal Trade Commission's move to outlaw these clauses in contracts could affect millions of Americans. But litigation against the ban is already in motion.

Ethan Campbell of Stones River Wealth Management in Woodbury, Tenn., is the latest to join $31.5 billion Private Advisor Group.

Brian Hughes has had a 30-year career in financial services, most recently as founder and president of wealth management consultancy Hughes Growth Strategies.

If the SEC approves mutual fund/ETF dual shares, it might bring a big pivot for the RIA industry.

Tru will operate as a separate entity from Sanctuary, maintaining its brand and leadership team.